The amount of a person’s income that is available for spending after food, clothing, shelter, taxes, and other essentials have been taken care of:

Edward is 50 years old and has saved for retirement with a Roth IRA. He has just inherited $300,000 and he has decided to quit his full-time job and take a part-time position. He is looking to invest the $300,000 for income. Which of these will NOT meet his objectives?

Which of the following is TRUE of dollar cost averaging?

Which of the following are TRUE of preferred stock?

I.     Dividends are always cumulative.

II.    Liquidation claims are senior to common stock.

III.   Voting rights are senior to common stock.

IV.   Dividend is usually a fixed percentage of par value.

Regulation S-P deals primarily with:

FINRA rules require all advertisements, sales literature, and independently prepared reprints to be maintained in a separate file for a period of _____ years from the date of last use.

Which of the following are TRUE of breakpoints?

I.    Breakpoints are the investment amounts at which a fund offers investors discounts on sales charges.

II.   Mutual funds are required by law to offer breakpoint discounts on front-end load funds.

III.  No-load mutual funds usually have higher breakpoints.

IV.  Mutual fund purchases can sometimes be combined in order to qualify for a breakpoint discount.

All of the following are characteristics of Roth IRAs EXCEPT:

What is the annual contribution limit (per child) for Coverdell Education Savings Accounts?

The Securities Investor Protection Corporation: