An option trader who simultaneously goes long an XYZ Oct 40 put and short an XYZ Nov 40 put will profit if:

Mr. Poulter is a high risk tolerant high net worth client who enjoys trading options and shorting the market. As such, he places an order to short 1000 shares of  Citigroup common at $2.25 per share. His deposit requirement with Reg. T at 50% would be:

The S&P 500 Index is currently at 1862.42. The S&P 500 Index March 1850 put just traded at 14.40. Pick from the below the answer which correctly states the intrinsic value and the time value of this option.

Registered reps often recommend US T-bonds to their clients looking for stability of income and the safety of government paper. However, T-bonds are not immune from investment risk. To which of the following risks is a T-bond most exposed in the early years of ownership?

A publicly-traded NYSE issuer has made a decision to raise capital abroad. The offering will be $150,000,000 of 7% 10 year debentures with warrants attached and will be offered only to investors outside the United States.

Place the following in their proper order in the handling of an order.

I.     P & S dept.

II.    Cashier

III.   Margin dept.

IV.   Wire room

A new stock issue may begin trading on NASDAQ

Contributions are permitted to be made to an H.R.10 plan, better known as the Keogh Plan, based upon

A restricted margin account is one in which

Which of the below instruments trades plus accrued?