Maximize Your Score: Free Series 99 Practice Exams
The FINRA Series 99 exam is also known as the Operations Professional Exam. It assesses the ability of entry-level registered representatives to perform as operations professionals.
Three targeted practice exams covering essential topics in futures, options on futures, trading strategies, and regulations.
Scenario-based questions that mirror the complexity of real-world commodities and futures trading situations.
Detailed explanations that clarify key concepts, strategies, and regulatory requirements to boost your Series 99 exam prep.
FINRA Series 99 Exam
National Commodities
Futures Exam
This exam measures skills in customer onboarding, financial control, securities delivery, and fund disbursement. Use our free Series 99 practice exam to prepare.
30 Questions
Multiple Choice
40 Minutes
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Series 99 Exam Overview
The FINRA Series 99 exam is also known as the Operations Professional Exam. It assesses the ability of entry-level registered representatives to perform as operations professionals. Skills measured by this exam includes customer onboarding, financial control, delivery of securities, and disbursements of funds. Our free Series 99 practice exam will help with your test prep.